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AC

April L. Charles

URBAN WEALTH MANAGEMENT OR UWM
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 4156837
AC

Professional summary

April Lynn Charles, who also goes by April Lynn Alves, is a registered financial advisor currently at URBAN WEALTH MANAGEMENT OR UWM located in El Segundo, California.

April is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. April has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

April Lynn Alves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Veritas Independent Partners; Investment Related; 2201 Washington Ave, Ste. 2, Conway, AR, 72032; A registered broker� dealer; Registered Rep, since 1/2019; Approx.. 5hrs. per month during trading hours; admin assistant duties, does not recommend any securities in this capacity. Urban Wealth Management Group, LLC Senior Registered Associate. SEC Registered RIA. 06/2012 40 hours a week during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view April Lynn Charles's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2017 - Present

URBAN WEALTH MANAGEMENT OR UWM

Office #1: 841 Apollo Street Ste 320, El Segundo, CA 90245
RIA
CRD#: 285633
El Segundo, CA
Past

January 8, 2019 - December 31, 2022

TRUTORO

BD
CRD#: 169291
El Segundo, CA
Past

June 18, 2012 - June 30, 2017

CONCERT WEALTH MANAGEMENT

RIA
CRD#: 141253
EL SEGUNDO, CA
Past

June 15, 2012 - September 28, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
EL SEGUNDO, CA
Past

June 1, 2009 - July 13, 2012

MORGAN STANLEY

RIA
CRD#: 149777
TORRANCE, CA
Past

June 1, 2009 - July 13, 2012

MORGAN STANLEY

BD
CRD#: 149777
TORRANCE, CA
Past

November 19, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
TORRANCE, CA
Past

September 8, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
TORRANCE, CA
Past

May 2, 2000 - September 12, 2000

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
URBAN WEALTH MANAGEMENT OR UWM
URBAN WEALTH MANAGEMENT | URBAN WEALTH MANAGEMENT OR UWM | URBAN WEALTH MANAGEMENT LLC | URBAN WEALTH MANAGEMENT GROUP LLC

CRD#: 285633 / SEC#: 801-108701

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/18/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/11/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/28/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/1/2000
General Securities Representative Examination

Current Firm

UW
URBAN WEALTH MANAGEMENT OR UWM
URBAN WEALTH MANAGEMENT | URBAN WEALTH MANAGEMENT OR UWM | URBAN WEALTH MANAGEMENT LLC | URBAN WEALTH MANAGEMENT GROUP LLC

CRD#: 285633 / SEC#: 801-108701

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information

Main Address
841 Apollo Street Ste 320, El Segundo, CA 90245
Mailing Address
Phone number
(424) 277-2260
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

UWM - FORM ADV PART 2A & 2B FINAL (11/6/2025)

Regulatory assets under management

Total Number of Accounts797
AUM (Assets Under Management)$ 202,076,994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

URBAN WEALTH MANAGEMENT OR UWM

CRD#: 285633El Segundo, CA 90245

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