Jason M. Mutascio
Professional summary
Jason Michael Mutascio was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jason is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Jason had worked at 8 firms, which includes BREWER FINANCIAL SERVICES LLC, NEWBRIDGE SECURITIES CORPORATION, DAWSON JAMES SECURITIES INC., VFINANCE INVESTMENTS INC, BROOKSTREET SECURITIES CORPORATION, FIRST MONTAUK SECURITIES CORP., LADENBURG CAPITAL MANAGEMENT INC., WADDELL & REED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2007 - April 17, 2009
BREWER FINANCIAL SERVICES, LLC
June 15, 2007 - October 8, 2007
NEWBRIDGE SECURITIES CORPORATION
December 20, 2005 - November 7, 2006
DAWSON JAMES SECURITIES, INC.
January 10, 2005 - December 16, 2005
VFINANCE INVESTMENTS, INC
October 24, 2002 - January 31, 2005
BROOKSTREET SECURITIES CORPORATION
August 6, 2002 - October 8, 2002
FIRST MONTAUK SECURITIES CORP.
May 22, 2002 - July 25, 2002
LADENBURG CAPITAL MANAGEMENT INC.
January 23, 2002 - June 14, 2002
WADDELL & REED
January 22, 2001 - June 25, 2001
NEWBRIDGE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BREWER FINANCIAL SERVICES, LLC
CRD#: 132558 / SEC#: , 8-66603
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
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