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Jason Michael Mutascio

CRD# 4156832·Registered 2001 - 2009
Barred: Jason Michael Mutascio was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Jason Michael Mutascio was a registered financial advisor. Jason was a previously registered financial professional and started their career in finance 2001 - 2009. Jason had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

BREWER FINANCIAL SERVICES, LLC·CRD# 132558
BD
Delray Beach, FL
October 11, 2007 - April 17, 2009
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Ft. Lauderdale, FL
June 15, 2007 - October 8, 2007
DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
Boca Raton, FL
December 20, 2005 - November 7, 2006
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
January 10, 2005 - December 16, 2005
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
San Juan Capistrano, CA
October 24, 2002 - January 31, 2005
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
August 6, 2002 - October 8, 2002
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
May 22, 2002 - July 25, 2002
WADDELL & REED·CRD# 866
BD
Overland Park, KS
January 23, 2002 - June 14, 2002
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Boca Raton, FL
January 22, 2001 - June 25, 2001

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Current Firm

BF
BREWER FINANCIAL SERVICES, LLC

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558 / SEC#: 8-66603
BD
Cancelled by SEC on 06/04/2020

Contact Information

Established

Illinois since 06/08/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BREWER INVESTMENT GROUP, LLCPARENT COMPANY—
ARANA, EDWARD ANTHONYFINOP, CFO2969234
ERICKSON, ADAM GARYPRESIDENT3081286
LISHCHYNSKY, MARK JOHN JRAML COMPLIANCE OFFICER2478952
LISHCHYNSKY, MARK JOHN JRCCO2478952

Disclosures

Regulatory Event

2

Civil Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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