Laique Ahmad A. Arif

ATB CAPITAL MARKETS USA

Calgary, T2P 1g1

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CRD#: 4156599

Professional summary

Laique Ahmad Amir Arif, who also goes by Amir Arif, Laique Ahmid Amir Arif, is a registered financial professional currently at ATB CAPITAL MARKETS USA INC. .

Laique Ahmad is registered as a RR (Registered Representative) and started their career in finance in 2000. Laique Ahmad has worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Amir Arif | Laique Ahmid Amir Arif

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laique Ahmad Amir Arif's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2022 - Present

ATB CAPITAL MARKETS USA INC.

Office #1: 585 8th Avenue Sw Suite #410, Calgary, T2P 1g1

RIA

CRD#: 155053

Calgary,

Past

October 24, 2014 - August 12, 2020

CORMARK SECURITIES (USA) LIMITED

CRD#: 101000

TORONTO, ONTARIO,

Past

May 13, 2009 - September 30, 2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

WASHINGTON, DC

Past

February 16, 2001 - March 30, 2009

B. RILEY SECURITIES, INC.

CRD#: 25027

ARLINGTON, VA

Past

January 10, 2001 - March 16, 2001

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

August 21, 2000 - January 18, 2001

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATB CAPITAL MARKETS USA INC.

ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.

CRD#: 155053 / SEC#: 801-128511, 8-68692

RIA

Registered Investment Advisory firm - SEC (1/12/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 9/21/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 9/13/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/18/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ATB CAPITAL MARKETS USA INC.

ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.

CRD#: 155053 / SEC#: 801-128511, 8-68692

RIA

Registered Investment Advisory firm - SEC (1/12/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

#410 585 8th Avenue Sw, Calgary, Alberta, T2P 1G1

Mailing Address

#410 585 8th Avenue Sw, Calgary, T2P 1G1

Phone number

(403) 593-8600

Established

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

RESEARCH SERVICES (6/11/2025)

Direct owners and executive officers

Name	Position	CRD#
ATB SECURITIES, INC.	SHAREHOLDER
EDWARDS, LISA MARIE	CHIEF COMPLIANCE OFFICER	5592656
EURICH, DARREN LEE	EXECUTIVE REPRESENTATIVE, CEO, MEMBER OF BOARD OF DIRECTORS	7323470
PECK, NANCY LYNN	FINOP/CFO	5174759

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Laique Ahmad A. Arif

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laique Ahmad Amir Arif's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORMARK SECURITIES (USA) LIMITED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

B. RILEY SECURITIES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS CORPORATION

Primary Firm SEC Registration

ATB CAPITAL MARKETS USA INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2000

SIE

Date: 10/1/2018

Series 86

Date: 9/21/2004

Series 87

Date: 9/13/2004

Series 7

Date: 8/18/2000

FINRA

Current Firm

ATB CAPITAL MARKETS USA INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

ATB CAPITAL MARKETS USA INC.

TRUST BUT VERIFY

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