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AC

Amy L. Carcione

MONTAG
Atlanta, GA 30339
Some features on this profile are disabled
CRD#: 4156253
AC

Professional summary

Amy Leigh Carcione, CFA, who also goes by Amy L. Carcione, Amy L. Heiser, Amy Leigh Heiser, is a registered financial advisor currently at MONTAG located in Atlanta, Georgia.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Amy has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Amy L. Carcione | Amy L. Heiser | Amy Leigh Heiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Leigh Carcione's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

December 11, 2020 - Present

MONTAG

Office #1: 200 Galleria Parkway Suite 1450, Atlanta, GA 30339
RIA
CRD#: 105756
Atlanta, GA
Past

November 22, 2000 - March 11, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MO
MONTAG
MONTAG | MONTAG WEALTH MANAGEMENT | MONTAG WEALTH | MONTAG A & ASSOCIATES INC

CRD#: 105756 / SEC#: 801-17671

RIA
Registered Investment Advisory firm - (9/13/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(12/11/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/16/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/27/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2000
General Securities Representative Examination

Current Firm

MO
MONTAG
MONTAG | MONTAG WEALTH MANAGEMENT | MONTAG WEALTH | MONTAG A & ASSOCIATES INC

CRD#: 105756 / SEC#: 801-17671

RIA
Registered Investment Advisory firm - (9/13/1982 Approved)
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Contact information

Main Address
200 Galleria Parkway Suite 1450, Atlanta, GA 30339
Mailing Address
Phone number
(404) 522-5774
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (15 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MONTAG BROCHURE (11/6/2025)

Regulatory assets under management

Total Number of Accounts1,299
AUM (Assets Under Management)$ 2,746,167,726

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/26/2024
Cover Page
Report
10/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONTAG

CRD#: 105756Atlanta, GA 30339

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