Stephen C. Schulmerich

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT

LONGBOAT KEY, FL

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CRD#: 415613

Professional summary

Stephen Craig Schulmerich, CFP®, who also goes by Stephen Craig Schulmerich Sr, Stephen Craig Schulmerich, Cco Sr, is a registered financial advisor currently at SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC located in Longboat Key, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Stephen has worked at 9 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Craig Schulmerich Sr | Stephen Craig Schulmerich, Cco Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stephen Schulmerich; investment related; insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Craig Schulmerich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

April 22, 2025 - Present

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

RIA

CRD#: 112547

LONGBOAT KEY, FL

Past

June 13, 2000 - February 2, 2005

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

February 14, 1994 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

December 2, 1993 - December 31, 2007

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

RIA

CRD#: 112547

PORTLAND, OR

Past

November 19, 1989 - February 8, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 18, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 22, 1983 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

August 1, 1980 - January 6, 1984

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

May 1, 1979 - March 26, 1984

CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY

CRD#: 132

Past

May 1, 1979 - March 26, 1984

CAL-WESTERN SECURITIES CO.

CRD#: 130

Past

March 28, 1972 - May 23, 1979

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

CRD#: 3461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT | STEPHEN CRAIG SCHULMERICH | SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC | SCHULMERICH & ASSOCIATES ASSET MANAGEMENT LLC

CRD#: 112547 / SEC#: 801-63384

RIA

Registered Investment Advisory firm - (7/29/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/19/2025)

IAR

Idaho
(4/22/2025)

IAR

Washington
(8/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/5/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 3/24/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/1983

General Securities Principal Examination

Current Firm

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT | STEPHEN CRAIG SCHULMERICH | SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC | SCHULMERICH & ASSOCIATES ASSET MANAGEMENT LLC

CRD#: 112547 / SEC#: 801-63384

RIA

Registered Investment Advisory firm - (7/29/2004 Approved)

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Contact information

Main Address

Longboat Key, FL

Mailing Address

Phone number

(503) 672-7750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE (10/30/2025)

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 124,907,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen C. Schulmerich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Craig Schulmerich's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC WEST SECURITIES, INC.

PACIFIC HARBOR SECURITIES, INC.

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

ADVANTAGE CAPITAL CORPORATION

CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY

CAL-WESTERN SECURITIES CO.

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

Primary Firm SEC Registration

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/5/1984

Series 1

Date: 3/24/1972

Series 24

Date: 10/27/1983

Current Firm

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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