Mohammed A. Taj
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohammed Ali Sajjad Taj, who also goes by Shawn Mohammed Alisajjad, Mohammed A Taj, Mohammed Alisajjad Taj, Sajjad Taj, was a registered financial professional .
Mohammed is a previously registered financial professional and started their career in finance in 2000. Mohammed had worked at 6 firms and has passed the Series 66, Series 7, Series 4, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2013 - August 20, 2014
EQUINOX SECURITIES, INC.
April 16, 2010 - July 6, 2011
TD AMERITRADE, INC.
April 16, 2010 - July 6, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 16, 2010 - July 6, 2011
TD AMERITRADE, INC.
February 5, 2009 - April 8, 2010
WADDELL & REED
February 5, 2009 - April 8, 2010
WADDELL & REED
August 1, 2000 - February 9, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
June 26, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 26, 2000 - February 9, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EQUINOX SECURITIES, INC.
CRD#: 145790 / SEC#: , 8-67752
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUINOX CAPITAL HOLDINGS, INC. | OWNER | |
| OLIVEIRA, STEPHEN MICHAEL | PRESIDENT/CFO/CCO/MSRB/AMLCO | 1880054 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
