Bryan T. Emerson

CIM SECURITIES

Palmer, AK

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CRD#: 4155238

Professional summary

Bryan Tiller Emerson is a registered financial professional currently at CIM SECURITIES, LLC located in Palmer, Alaska.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2000. Bryan has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Tiller Emerson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2024 - Present

CIM SECURITIES, LLC

CRD#: 120852

Palmer, AK

Past

January 5, 2021 - December 31, 2023

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

October 22, 2013 - December 31, 2019

SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915

HOUSTON, TX

Past

October 30, 2000 - July 26, 2013

STARLIGHT FUNDING INVESTMENTS, LLC

CRD#: 103957

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/16/2024)

Arizona
(5/25/2024)

California
(5/23/2024)

Colorado
(5/23/2024)

Florida
(5/24/2024)

Hawaii
(5/14/2024)

Illinois
(5/23/2024)

Massachusetts
(5/23/2024)

Nevada
(5/25/2024)

New Mexico
(8/28/2025)

New York
(5/23/2024)

North Carolina
(5/25/2024)

Oregon
(5/23/2024)

Pennsylvania
(5/25/2024)

Texas
(5/25/2024)

Washington
(5/23/2024)

Exams

State Security Law Exam

Series 63

Date: 7/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 12/31/2009

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 7/28/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 8/3/2004

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CIM SECURITIES, LLC

CRD#: 120852 / SEC#: , 8-65351

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

Tract B; Asls 77-149, Plat 79-3, Palmer, AK 99645

Mailing Address

Po Box 810, Willow, AK 99688

Phone number

(732) 966-9244

Established

Colorado since 03/21/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CHOICE INVESTMENT MANAGEMENT LLC	SHAREHOLDER
CONTE, ULDERICO	REGISTERED PRINCIPAL	2163160
EMERSON, BRYAN TILLER	CEO, CCO, FINOP	4155238

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bryan T. Emerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Tiller Emerson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

SEQUENCE FINANCIAL SPECIALISTS LLC

STARLIGHT FUNDING INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/20/1999

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 12/31/2009

Series 7

Date: 7/28/1999

Series 14

Date: 1/2/2023

Series 27

Date: 8/3/2004

Series 24

Date: 8/3/1999

FINRA

Current Firm

CIM SECURITIES, LLC

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CIM SECURITIES, LLC

TRUST BUT VERIFY

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