Howard M. Levitan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Marc Levitan was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 2000. Howard had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 62, Series 7A and Series 25 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2013 - January 8, 2016
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 10, 2012 - April 29, 2013
LINKBROKERS DERIVATIVES LLC
October 24, 2007 - December 4, 2012
TRADE INFORMATICS LLC
April 3, 2007 - January 18, 2008
TD PRIME SERVICES LLC
April 28, 2006 - September 19, 2006
J.P. MORGAN SECURITIES LLC
August 10, 2005 - April 28, 2006
INSTITUTIONAL DIRECT INC.
March 14, 2000 - July 28, 2004
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/8/2007
Corporate Securities Limited Representative ExaminationSeries 7A
Date: 5/29/2002
Floor Broker Representative ExamSeries 25
Date: 1/20/2000
NYSE Trading Assistant ExaminationCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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