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MB

Matthew R. Brown

MANORHAVEN CAPITAL LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 4154910
MB

Professional summary


Matthew Riker Brown is a registered financial professional currently at MANORHAVEN CAPITAL LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 25 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Riker Brown's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 8, 2020 - Present

MANORHAVEN CAPITAL LLC

Office #1: 120 Wall Street 25th Floor, New York, NY 10005
BD
CRD#: 44965
New York, NY
Past

March 2, 2018 - July 19, 2018

ARC SECURITIES, LLC

BD
CRD#: 38045
WASHINGTON, DC
Past

April 16, 2012 - April 11, 2016

CBRE SECURITIES, LLC

BD
CRD#: 151592
LAS VEGAS, NV
Past

April 26, 2011 - April 4, 2012

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
NEW YORK, NY
Past

September 20, 2004 - December 31, 2010

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

BD
CRD#: 126935
NEW YORK, NY
Past

November 1, 2000 - July 12, 2004

PRINCETON SECURITIES GROUP, LLC

BD
CRD#: 41233
NEW YORK, NY
Past

November 29, 1999 - November 14, 2000

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nevada
(4/15/2020)
RR
New York
(1/8/2020)
RR
Texas
(9/9/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 11/14/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 4/25/2000
NYSE Trading Assistant Examination
SRO Registrations
RR
FINRA

Current Firm


MC
MANORHAVEN CAPITAL LLC
BENGAL PARTNERS LLC | MANORHAVEN CAPITAL LLC

CRD#: 44965 / SEC#: , 8-50911

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
120 Wall Street 25th Floor, New York, NY 10005
Mailing Address
120 Wall Street 25th Floor, New York, NY 10005
Phone number
(646) 230-1050
Established
Delaware since 03/04/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MANORHAVEN HOLDINGS, LLCOWNER
FULVIO, GENNARO JOHNFINOP & FINANCIAL OFFICER2435828
MARANS, ZACHARYPRESIDENT & CEO5946567
TAYLOR, TRACY DONALDCHIEF COMPLIANCE OFFICER1257628

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MANORHAVEN CAPITAL LLC

CRD#: 44965New York, NY 10005

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