Ryan J. Graham
Professional summary
Ryan Jesse Graham is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2000. Ryan has worked at 5 firms and has passed the Series 63, SIE, Series 16, Series 87, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Jesse Graham's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2024 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119February 13, 2023 - January 17, 2024
BTIG, LLC
May 31, 2017 - February 21, 2023
CANACCORD GENUITY LLC
January 6, 2017 - June 23, 2017
INSTINET, LLC
July 31, 2007 - January 25, 2017
CANACCORD GENUITY LLC
February 20, 2006 - July 16, 2007
CITIZENS JMP SECURITIES, LLC
May 23, 2000 - July 19, 2004
W.R. HAMBRECHT + CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2024)
(1/3/2024)
Exams
FINRA
Investors' Exchange LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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