John W. Lehman
Professional summary
John William Lehman, who also goes by John W Lehman, is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota.
John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Lehman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2026 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301February 28, 2025 - March 17, 2025
FAITHWARD ADVISORS, LLC
October 11, 2024 - March 19, 2025
OSAIC WEALTH, INC.
October 3, 2023 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
February 15, 2018 - October 4, 2023
THE HUNTINGTON INVESTMENT COMPANY
February 14, 2018 - October 4, 2023
THE HUNTINGTON INVESTMENT COMPANY
December 13, 2012 - January 10, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 12, 2012 - January 10, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 30, 2012 - December 10, 2012
EAGLE STRATEGIES LLC
May 7, 2004 - December 10, 2012
NYLIFE SECURITIES LLC
March 15, 2004 - April 14, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 12, 2004 - April 14, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 15, 2003 - March 12, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 2, 2001 - March 12, 2004
WELLS FARGO CLEARING SERVICES, LLC
May 19, 2000 - March 2, 2001
SMH CAPITAL INVESTMENTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2026)
(5/22/2026)
Exams
FINRA
Current Firm
CETERA INVESTMENT SERVICES LLC
CRD#: 15340 / SEC#: 801-45573, 8-31826
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| CASEY, SEAN PATRICK | VICE PRESIDENT | 2156290 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HANAU, JENNIFER LEIGH | VICE PRESIDENT | 2898698 |
| HOLWEGER, KIMBERLEY ANN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | CHIEF COMPLIANCE OFFICER | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| REINHOLZ, CHRISTOPHER JON | VICE PRESIDENT, DIRECTOR OF TRADING | 1961258 |
| RUMMEL, LEANN RENEE | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1965155 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
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Company Information
CETERA INVESTMENT SERVICES LLC
CRD#: 15340St Cloud, MN 56301TRUST BUT VERIFY
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