Kevin T. Kelly

SJS INVESTMENT SERVICES

SYLVANIA, OH 43560

Some features on this profile are disabled

CRD#: 4154606

Professional summary

Kevin Thomas Kelly is a registered financial advisor currently at SJS INVESTMENT SERVICES located in Sylvania, Ohio.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kevin has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Thomas Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2004 - Present

SJS INVESTMENT SERVICES

Office #1: 6711 Monroe Street Building Iv, Suite A, Sylvania, OH 43560

RIA

CRD#: 107219

SYLVANIA, OH

Past

May 19, 2000 - October 24, 2003

SMH CAPITAL INVESTMENTS LLC

CRD#: 24535

FT. WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SJS INVESTMENT SERVICES

SJS INVESTMENT CONSULTING INC | SJS INVESTMENT SERVICES

CRD#: 107219 / SEC#: 801-49585

RIA

Registered Investment Advisory firm - (7/3/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/4/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

Current Firm

SJS INVESTMENT SERVICES

SJS INVESTMENT CONSULTING INC | SJS INVESTMENT SERVICES

CRD#: 107219 / SEC#: 801-49585

RIA

Registered Investment Advisory firm - (7/3/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560

Mailing Address

Phone number

(419) 885-2626

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AS OF MARCH 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,873
AUM (Assets Under Management)	$ 2,526,310,808

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/13/2025	Cover Page	Report
01/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Russell Thornton

WEALTHCARE CAPITAL MANAGEMENT LLC

IAR

ATLANTA, GA

Julie Danapilis

THRIVENT INVESTMENT MANAGEMENT INC.

MINNEAPOLIS, MN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin T. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Thomas Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

SJS INVESTMENT SERVICES

SMH CAPITAL INVESTMENTS LLC

Primary Firm SEC Registration

SJS INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 63

Date: 6/29/2000

Series 7

Date: 5/18/2000

Current Firm

SJS INVESTMENT SERVICES

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SJS INVESTMENT SERVICES

TRUST BUT VERIFY

Similar Advisors