Richard D. Leonhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Daniel Leonhardt, who also goes by Richard D. Leonhardt, Rick Leonhardt, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2000. Richard had worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2013 - July 20, 2016
6L ASSET MANAGEMENT, LLC
October 10, 2012 - March 6, 2013
SCOTTRADE, INC.
February 29, 2012 - October 5, 2012
BRIGHT TRADING, LLC
April 1, 2008 - December 22, 2010
BRIGHT TRADING, LLC
May 10, 2004 - December 31, 2005
CETERA WEALTH SERVICES, LLC
January 14, 2004 - December 31, 2005
CETERA WEALTH SERVICES, LLC
March 21, 2003 - January 9, 2004
BRECEK & YOUNG ADVISORS, INC.
March 3, 2003 - January 9, 2004
BRECEK & YOUNG ADVISORS, INC.
November 8, 2000 - March 4, 2003
MORGAN STANLEY DW INC.
May 8, 2000 - March 4, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
6L ASSET MANAGEMENT, LLC
CRD#: 167074 / SEC#:
Contact information
Red Flags
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