Charlene D. Lehman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charlene Deborah Lehman, who also goes by Debbie Lehman, was a registered financial professional .
Charlene is a previously registered financial professional and started their career in finance in 2002. Charlene had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2020 - July 27, 2020
BAY POINT WEALTH
January 8, 2019 - March 18, 2019
FIRST COMMAND ADVISORY SERVICES
January 3, 2019 - March 18, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
November 19, 2015 - September 10, 2018
PRUCO SECURITIES, LLC.
May 15, 2015 - September 10, 2018
PRUCO SECURITIES, LLC.
March 13, 2009 - May 5, 2011
RBC CAPITAL MARKETS, LLC
December 1, 2004 - March 13, 2009
FERRIS, BAKER WATTS, LLC
September 1, 2004 - December 31, 2004
COASTAL DISCOUNT STOCKBROKERS, INC.
September 24, 2003 - August 30, 2004
FINANCIAL WEST GROUP
April 30, 2002 - September 24, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAY POINT WEALTH
CRD#: 123095 / SEC#: 801-95167
Contact information
Regulatory assets under management
| Total Number of Accounts | 688 |
| AUM (Assets Under Management) | $ 399,220,444 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/18/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
