Kristie K. Jones

REGIONS INVESTMENT MANAGEMENT

Birmingham, AL 35203-2618

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CRD#: 4154426

Professional summary

Kristie Kostopulos Jones, who also goes by Kristie Karen Kostopulos, is a registered financial advisor currently at REGIONS INVESTMENT MANAGEMENT, INC. located in Birmingham, Alabama.

Kristie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kristie has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristie Karen Kostopulos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DUAL EMPLOYEE OF AMSOUTH BANK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristie Kostopulos Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2008 - Present

REGIONS INVESTMENT MANAGEMENT, INC.

Office #1: 1900 5th Avenue North Sixth Floor, Birmingham, AL 35203-2618

RIA

CRD#: 111715

Birmingham, AL

Past

October 21, 2003 - January 28, 2008

AMSOUTH ASSET MANAGEMENT, INC.

RIA

CRD#: 111554

BIRMINGHAM, AL

Past

August 16, 2002 - November 9, 2005

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

May 31, 2001 - October 21, 2003

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 111757

BIRMINGHAM, AL

Past

May 9, 2000 - October 26, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 9, 2000 - October 26, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGIONS INVESTMENT MANAGEMENT, INC.

MORGAN ASSET MANAGEMENT, INC. | REGIONS INVESTMENT MANAGEMENT, INC.

CRD#: 111715 / SEC#: 801-27629

RIA

Registered Investment Advisory firm - (8/15/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/18/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/8/2000

General Securities Representative Examination

Current Firm

REGIONS INVESTMENT MANAGEMENT, INC.

MORGAN ASSET MANAGEMENT, INC. | REGIONS INVESTMENT MANAGEMENT, INC.

CRD#: 111715 / SEC#: 801-27629

RIA

Registered Investment Advisory firm - (8/15/1986 Approved)

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Contact information

Main Address

1900 5th Avenue North Sixth Floor, Birmingham, AL 35203-2618

Mailing Address

Phone number

(205) 326-7074

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIM PART 2A FIRM BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 18,723,692,464

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/25/2025	Cover Page	Report
09/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristie K. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristie Kostopulos Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMSOUTH ASSET MANAGEMENT, INC.

AMSOUTH INVESTMENT SERVICES, INC.

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

REGIONS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2000

Series 7

Date: 5/8/2000

Current Firm

REGIONS INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

REGIONS INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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