Daniel Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Lee was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2000. Daniel had worked at 4 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2020 - April 7, 2026
AD QUATENUS MANAGEMENT GROUP LLC
May 11, 2010 - January 2, 2013
LOOMIS SAYLES DISTRIBUTORS, L.P.
February 13, 2007 - May 20, 2008
MORGAN STANLEY & CO. LLC
July 5, 2000 - June 6, 2003
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
AD QUATENUS MANAGEMENT GROUP LLC
CRD#: 309340 / SEC#:
Contact information
Red Flags
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