Michelle I. Sergent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle I Sergent, who also goes by Michelle I Logan, Michelle I Sergent, Michelle Irene Sergent, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2000. Michelle had worked at 12 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2016 - May 24, 2016
OBS FINANCIAL
August 18, 2014 - March 20, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
August 14, 2014 - March 20, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
November 18, 2013 - January 13, 2014
SPC
November 18, 2013 - January 13, 2014
SIGMA FINANCIAL CORPORATION
June 10, 2011 - March 6, 2013
PNC WEALTH MANAGEMENT LLC
June 9, 2011 - March 6, 2013
PNC WEALTH MANAGEMENT LLC
October 15, 2010 - May 26, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
October 14, 2010 - May 26, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
August 7, 2007 - September 24, 2010
SPC
July 31, 2007 - September 24, 2010
SIGMA FINANCIAL CORPORATION
November 7, 2005 - September 7, 2007
SUMMIT FINANCIAL GROUP INC
November 3, 2005 - August 22, 2007
SUMMIT BROKERAGE SERVICES, INC.
June 28, 2005 - October 7, 2005
WELLS FARGO CLEARING SERVICES, LLC
April 12, 2004 - August 2, 2004
IDS LIFE INSURANCE COMPANY
April 12, 2004 - August 2, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
March 21, 2002 - April 20, 2004
WELLS FARGO CLEARING SERVICES, LLC
December 12, 2001 - April 20, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 25, 2001 - November 9, 2001
WELLS FARGO CLEARING SERVICES, LLC
May 3, 2001 - July 30, 2001
NEW ENGLAND SECURITIES
November 13, 2000 - April 20, 2001
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
April 12, 2000 - August 14, 2000
IDS LIFE INSURANCE COMPANY
April 12, 2000 - August 14, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OBS FINANCIAL
CRD#: 138615 / SEC#: 801-65110
Contact information
Red Flags
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