KD
Kerri A. Dane
SPC
Aubrey, TX 76227
Some features on this profile are disabled
CRD#: 4153975
KD
Professional summary
Kerri Ann Dane, AIF®, who also goes by Kerri Ann Dane-shelton, Kerri Ann Mayes, Kerri Anne Mayes, Kerri Dane Mayes, is a registered financial advisor currently at SPC located in Aubrey, Texas and PARKLAND SECURITIES, LLC located in Aubrey, Texas.
Kerri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kerri has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kerri Ann Dane-Shelton | Kerri Ann Mayes | Kerri Anne Mayes | Kerri Dane Mayes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. I OWN RENTAL PROPERTY THAT I MANAGE MYSELF. I SPEND APPROXIMATELY 2 HRS/MO DURING NON-BUSINESS HOURS WORKING WITH THESE. I COLLECT RENT AND SHOW THE HOUSES TO PROSPECTIVE RENTERS WHEN THEY BECOME VACANT. 2. INDEPENDENT AGENT WITH VARIOUS INSURANCE COMPANIES FOR FIXED INSURANCE. 3. DBA - Arrow's Edge Wealth Planners, Aubrey, TX. Offering financial products and services through Parkland Securities, LLC and Sigma Planning Corp. Start date: 2/18/25, approx. 160 hrs/mo. INV REL: Y
CRS (Client Relationship Summary) - RIA
Click below to view Kerri Ann Dane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 25, 2011 - Present
SPC
Office #1: 104 Redfearn Rd Suite 100, Aubrey, TX 76227RIA
CRD#: 110692
Aubrey, TX
Current
April 25, 2011 - Present
PARKLAND SECURITIES, LLC
Office #1: 104 Redfearn Rd. Suite 100, Aubrey, TX 76227BD
CRD#: 115368
Aubrey, TX
Past
November 6, 2007 - May 2, 2011
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUBREY, TX
Past
November 6, 2007 - May 2, 2011
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUBREY, TX
Past
March 26, 2003 - November 19, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
FRISCO, TX
Past
July 13, 2000 - November 19, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
FRISCO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(3/29/2022)
RR
Colorado(6/17/2020)
RR
Texas(4/25/2011)
IAR
Texas(4/25/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
