Lisa A. Anthony

BROOKSTONE WEALTH ADVISORS

Oakdale, MN

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CRD#: 4153941

Professional summary

Lisa Ann Anthony, who also goes by Lisa Ann Dillerud, Lisa Ann Fearing, Lisa Ann Kittel, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Oakdale, Minnesota.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lisa has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Ann Dillerud | Lisa Ann Fearing | Lisa Ann Kittel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VIP FINANCIAL ASSOCIATES; INVESTMENT RELATED; 563 BIELENBERG DR., SUITE 105, WOODBURY, MN 55125; INVESTMENT ADVISORY AND INSURANCE; FINANCIAL ADVISOR; STARTED 07/2016; 80 HOURS/MONTH DEVOTED; 80 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS AND OFFER INVESTMENT ADVISORY SERVICES. THE EAGLE TEAM; INVESTMENT RELATED; 563 BIELENBERG DR., SUITE 105, WOODBURY, MN 55125; INSURANCE; INSURANCE AGENT; STARTED 07/2016; 80 HOURS/MONTH DEVOTED; 80 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Anthony's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2020 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Oakdale, MN

Past

February 3, 2017 - January 3, 2020

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Woodbury, MN

Past

August 2, 2016 - March 29, 2017

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

WOODBURY, MN

Past

July 18, 2016 - August 15, 2016

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

LAKE ELMO, MN

Past

November 26, 2002 - August 15, 2016

ONEAMERICA SECURITIES, INC.

CRD#: 4173

LAKE ELMO, MN

Past

April 4, 2000 - December 2, 2002

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/6/2020)

IAR

Wisconsin
(10/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/3/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lisa A. Anthony

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Anthony's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGAL INVESTMENT ADVISORS LLC

WEALTH WATCH ADVISORS, INC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2016

Series 63

Date: 3/16/2000

SIE

Date: 8/15/2016

Series 6

Date: 4/3/2000

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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