AF
Amy D. Frizzell
FORVIS MAZARS WEALTH ADVISORS
Fort Wayne, IN 46802
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CRD#: 4153891
AF
Professional summary
Amy Dawn Frizzell, CFP®, who also goes by Amy Dawn Collins, is a registered financial advisor currently at FORVIS MAZARS WEALTH ADVISORS, LLC located in Fort Wayne, Indiana.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Amy has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Dawn Collins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Heroes Foundation Indianapolis, IN I work approximately 5 -10 hours per month, some during market hours. Chair of Finance and Strategic Planning Committee that oversees the investment portfolio for the foundation and budget process.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Dawn Frizzell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
January 3, 2024 - Present
FORVIS MAZARS WEALTH ADVISORS, LLC
Office #1: 111 E Wayne Street Suite 600, Fort Wayne, IN 46802Office #2: 820 Massachusetts Ave. Suite 1370, Indianapolis, IN 46204Office #3: 135 West 50th Street, New York, NY 10020Office #4: 200 South Wood Avenue, Suite 125, Iselin, NJ 08830Office #5: 60 Crossways Park Drive West, Suite 301, Woodbury, NY 11797Office #6: 1330 Boylston Street Ms: Ma-667, Chestnut Hill, MA 02467RIA
CRD#: 110905
Fort Wayne, IN
Past
September 5, 2008 - December 31, 2023
FORVIS MAZARS WEALTH ADVISORS, LLC
RIA
CRD#: 110905
Indianapolis, IN
Past
January 28, 2003 - August 7, 2008
EDWARD JONES
BD
CRD#: 250
SPRINGFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FORVIS MAZARS WEALTH ADVISORS, LLC
BKD INVESTMENT ADVISORS LLC | FORVIS WEALTH ADVISORS, LLC | FORVIS PRIVATE CLIENT | FORVIS MAZARS WEALTH ADVISORS, LLC | FORVIS MAZARS WEALTH ADVISORS | FORVIS MAZARS PRIVATE CLIENT | BKDWA | BKDIA | BKD WEALTH ADVISORS, LLC
CRD#: 110905 / SEC#: 801-56928
RIA
Registered Investment Advisory firm - (10/28/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/3/2024)
IAR
Massachusetts(5/22/2025)
IAR
New Jersey(12/20/2024)
IAR
New York(10/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
FM
FORVIS MAZARS WEALTH ADVISORS, LLC
BKD INVESTMENT ADVISORS LLC | FORVIS WEALTH ADVISORS, LLC | FORVIS PRIVATE CLIENT | FORVIS MAZARS WEALTH ADVISORS, LLC | FORVIS MAZARS WEALTH ADVISORS | FORVIS MAZARS PRIVATE CLIENT | BKDWA | BKDIA | BKD WEALTH ADVISORS, LLC
CRD#: 110905 / SEC#: 801-56928
RIA
Registered Investment Advisory firm - (10/28/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 East St Louis St, Springfield, MO 65806
Mailing Address
Phone number
(417) 831-7283
Established
Firm type
Fiscal year end
# of Employees
123
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,227 |
| AUM (Assets Under Management) | $ 9,751,986,659 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 09/18/2024 | ||
| 01/23/2024 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
