Michael S. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sean Ryan, who also goes by Mike Sean Ryan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2019 - May 7, 2026
MILLENNIUM ADVISORS, LLC
March 25, 2017 - February 12, 2019
MML INVESTORS SERVICES, LLC
June 9, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
December 15, 2010 - February 19, 2015
LIQUIDNET, INC.
July 26, 2007 - July 8, 2009
COWEN EXECUTION SERVICES LLC
June 1, 2006 - July 31, 2006
INSTINET, LLC
December 21, 2001 - June 1, 2006
INSTINET, LLC
June 30, 2001 - December 19, 2001
DATEK ONLINE FINANCIAL SERVICES LLC
January 23, 2001 - June 30, 2001
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENNIUM ADVISORS, LLC
CRD#: 151236 / SEC#: , 8-68349
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENNIUM CONSOLIDATED HOLDINGS LLC | OWNER | |
| BROWN, DOUGLAS BENEDICT | CCO, AML SUPERVISOR | 5063686 |
| CHAPPELLE, DAVID WALTER | MEMBER, GENERAL PRINCIPAL | 4721739 |
| CONVERY, DANIEL K | PRINCIPAL OPERATIONS OFFICER | 6571439 |
| HEALY, MICHAEL GEORGE | CHIEF EXECUTIVE OFFICER | 3011582 |
| LEE, CHRISTY ROSS | CFO, FINOP, PRINCIPAL FINANCIAL OFFICER | 4926666 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
