Douglas M. Griffing

GREENPORT FINANCIAL ADVISERS

NORTH CANTON, OH 44720

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CRD#: 4153605

Professional summary

Douglas Matthew Griffing is a registered financial advisor currently at GREENPORT FINANCIAL ADVISERS INC. located in North Canton, Ohio.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Douglas has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Matthew Griffing's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2012 - Present

GREENPORT FINANCIAL ADVISERS INC.

Office #1: 6231 Frank Ave. Nw, North Canton, OH 44720

RIA

CRD#: 105328

NORTH CANTON, OH

Past

October 15, 2001 - June 21, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/31/2012)

IAR

Texas
(1/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/12/2001

General Securities Representative Examination

Current Firm

GREENPORT FINANCIAL ADVISERS INC.

GREENPORT FINANCIAL ADVISERS INC | NAVIGATOR FINANCIAL ADVISERS INC | GREENPORT FINANCIAL ADVISRES INC. | GREENPORT FINANCIAL ADVISERS INC.

CRD#: 105328 / SEC#: 801-35397

RIA

Registered Investment Advisory firm - (6/26/2012 Terminated)

Ohio

Registered Investment Advisory firm - (6/12/2012 Approved)

Texas

Registered Investment Advisory firm - (1/7/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1376 S. Main St, North Canton, OH 44720

Mailing Address

Phone number

(330) 433-1800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	303
AUM (Assets Under Management)	$ 66,078,167

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas M. Griffing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Matthew Griffing's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENPORT FINANCIAL ADVISERS INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2012

Series 7

Date: 10/12/2001

Current Firm

GREENPORT FINANCIAL ADVISERS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENPORT FINANCIAL ADVISERS INC.

TRUST BUT VERIFY

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