JM
Jonathan E. Miller
PARSONEX ADVISORY SERVICES
Englewood, CO 80112
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CRD#: 4153196
JM
Professional summary
Jonathan Edward Miller is a registered financial advisor currently at PARSONEX ADVISORY SERVICES, INC. located in Englewood, Colorado and PARSONEX SECURITIES, INC. located in Englewood, Colorado.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jonathan has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 79, Series 7, Series 6, Series 24, Series 53 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARSONEX ENTERPRISES, INC. NON-INVESTMENT RELATED, PRESIDENT/CEO, HOLDING COMPANY, SALARY, 40 HRS/MO. PARSONEX INSURANCE AGENCY, INC., NON-INVESTMENT RELATED, AGENT, THE SALE OF INSURANCE PRODUCTS, 1 HR/MO. PARSONEX ADVISORY SERVICES, INC., INVESTMENT RELATED, INVESTMENT ADVISER REPRESENTATIVE, INDIVIDUAL ADVISORY SERVICES, COMMISSIONS ONLY, 10 HRS/MO. PARSONEX PROPERTIES, LLC, MANAGING MEMBER OF PARSONEX OPPORTUNITY FUND I - A QUALIFIED OPPORTUNITY ZONE FUND, OF WHICH COMMON UNITS OF LLC MEMBERSHIP INTERESTS ARE BEING OFFERED THEREFORE THIS ACTIVITY IS INVESTMENT RELATED, JONATHAN MILLER IS A MANAGING MEMBER. JONATHAN MILLER WILL ONLY SELL THIS INVESTMENT THROUGH THE BROKER DEALER PARSONEX CAPITAL MARKETS, LLC AS A REGISTERED REPRESENTATIVE, 40 HRS/MO. PARSONEX CAPITAL ADVISORS, LLC, ADVISER TO PARSONEX OPPORTUNITY FUND I, JONATHAN MILLER IS A MANAGING MEMBER AND IS ON THE INVESTMENT ADVISORY BOARD, 40 HRS/MO. PARSONEX SECURITIES, INC, INVESTMENT RELATED, REGISTERED PRINCIPAL, COMMISSION PAID AS AN EMPLOYEE THROUGH PARSONEX ENTERPRISES, INC., 10 HRS/MO. PARSONEX CAPITAL MARKETS FKA AVERE FINANCIAL GROUP, LLC, INVESTMENT RELATED, REGISTERED PRINCIPAL, COMMISSION, 10HRS/MO. APEX PRODUCTION COMPANY LLC,NON-INVESTMENT RELATED, 1/22/14 TO PRES, OIL EXPLORATION AND PRODUCTION CO, REGISTERED AGENT AND MEMBER, SET UP COMPANY-FORM MEMBERSHIP AGREEMENT AND EVALUATE OIL PROJECTS, 10 HRS/MO. APEX INTEGRATED CAPITAL FKA CONTINENTAL DIVIDEND GROUP, LLC. MANAGING PARTNER, HOLDING COMPANY, NON-INVESTMENT RELATED, NO COMPENSATION, 5HR/MO. PUBLISH OR PERISH MOVIE, LLC. PRODUCER AND EXECUTIVE 40HR/MO. E. MAGNUD OPPENHEIM, CEO/EXECUTIVE. SEC REGISTERED ADVISORY FIRM, INVESTMENT RELATED 40 HRS/MO. 2/1/2023
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Edward Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2021 - Present
PARSONEX ADVISORY SERVICES, INC.
Office #1: 8310 S. Valley Highway Suite 110, Englewood, CO 80112RIA
CRD#: 160275
Englewood, CO
Current
November 27, 2007 - Present
PARSONEX SECURITIES, INC.
Office #1: 8310 S. Valley Highway Suite 110, Englewood, CO 80112Office #2: 8310 S. Valley Highway Suite 110, Englewood, CO 80112BD
CRD#: 144412
Englewood, CO
Current
June 5, 2015 - Present
PARSONEX CAPITAL MARKETS, LLC
Office #1: 8310 S. Valley Highway Suite 110, Englewood, CO 80112BD
CRD#: 169578
Englewood, CO
Past
November 5, 2021 - July 15, 2022
MODERN CAPITAL SECURITIES INC.
BD
CRD#: 130876
RALEIGH, NC
Past
November 5, 2021 - July 15, 2022
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
BD
CRD#: 130390
RALEIGH, NC
Past
April 9, 2012 - December 31, 2020
PARSONEX ADVISORY SERVICES, INC.
RIA
CRD#: 160275
ENGLEWOOD, CO
Past
March 17, 2004 - May 1, 2007
THE LEADERS GROUP, INC.
BD
CRD#: 37157
AURORA, CO
Past
July 28, 2000 - February 4, 2004
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
April 3, 2000 - August 2, 2000
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARSONEX ADVISORY SERVICES, INC.
PARSONEX ADVISORY SERVICES, INC. | PARSONEX FINANCIAL SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
RIA
Registered Investment Advisory firm - (3/27/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2008)
RR
Alaska(9/30/2009)
RR
Arizona(1/2/2008)
RR
Arkansas(8/17/2010)
RR
California(12/13/2007)
RR
Colorado(12/6/2007)
IAR
Colorado(1/8/2021)
RR
Connecticut(8/4/2010)
RR
Delaware(2/20/2018)
RR
District of Columbia(5/5/2011)
RR
Florida(1/28/2009)
RR
Georgia(3/27/2009)
RR
Hawaii(6/17/2008)
RR
Idaho(10/5/2010)
RR
Illinois(1/2/2008)
RR
Indiana(2/16/2018)
RR
Iowa(1/22/2008)
IAR
Iowa(9/21/2021)
RR
Kansas(5/8/2008)
RR
Kentucky(3/5/2015)
RR
Louisiana(9/24/2019)
RR
Maryland(5/27/2008)
RR
Massachusetts(2/12/2015)
RR
Michigan(5/8/2008)
RR
Minnesota(4/1/2008)
RR
Mississippi(6/10/2015)
RR
Missouri(5/16/2008)
RR
Nebraska(8/21/2014)
RR
Nevada(4/28/2008)
RR
New Hampshire(10/15/2012)
RR
New Jersey(4/19/2010)
IAR
New Jersey(2/13/2024)
RR
New Mexico(4/9/2008)
RR
New York(4/7/2008)
RR
North Carolina(8/2/2010)
RR
Ohio(12/23/2008)
RR
Oklahoma(4/14/2008)
RR
Oregon(5/5/2011)
RR
Pennsylvania(2/24/2009)
RR
Rhode Island(1/18/2018)
RR
South Carolina(1/22/2014)
RR
South Dakota(1/28/2016)
RR
Tennessee(2/19/2019)
RR
Texas(1/9/2008)
IAR
Texas(1/9/2021)
RR
Utah(4/19/2010)
RR
Vermont(1/14/2015)
RR
Virginia(8/1/2008)
RR
Washington(5/5/2010)
RR
West Virginia(1/21/2009)
RR
Wisconsin(10/2/2012)
RR
Wyoming(1/2/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARSONEX ADVISORY SERVICES, INC.
PARSONEX ADVISORY SERVICES, INC. | PARSONEX FINANCIAL SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
RIA
Registered Investment Advisory firm - (3/27/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8310 S. Valley Highway Suite 110, Englewood, CO 80112
Mailing Address
8310 S. Valley Highway Suite 110, Englewood, CO 80112
Phone number
(303) 662-8700
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 174,840,469 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
