John J R. Mueller

KLARAOS

Incline Village, NV 89451

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CRD#: 4153189

Professional summary

John J Robert Mueller, who also goes by J J Mueller, is a registered financial advisor currently at KLARAOS, LLC located in Incline Village, Nevada.

John J is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John J has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J J Mueller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SNOBEAR, LLC; NOT INVESTMENT RELATED; 308 LAURA COURT, INCLINE VILLAGE, NV 89451; ANY LEGAL BUSINESS VENTURE; PRESIDENT & OWNER, 7/1/99 START DATE; ONGOING RELATIONSHIP; 5 HOURS DEVOTED MONTHLY; 1 HOUR DEVOTED MONTHLY DURING TRADING HOURS. I MANAGE SEVERAL MISCELLANEOUS LBUSINESS VENTURES PROVIDING ALL NECESSARY SERVICES FOR THE COMPLETION OF THESE TASKS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John J Robert Mueller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2009 - Present

KLARAOS, LLC

Office #1: 880 Northwood Blvd Ste 2, Incline Village, NV 89451

RIA

CRD#: 115044

Incline Village, NV

Past

November 29, 2000 - August 11, 2003

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

ST. LOUIS, MO

Past

August 24, 2000 - August 11, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(1/13/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/23/2000

General Securities Representative Examination

Current Firm

KLARAOS, LLC

KLARAOS VENTURES, LLC | M2, LLC | M2 ADVISORS, INC. | KLARAOS, LLC

CRD#: 115044 / SEC#: 801-69948

RIA

Registered Investment Advisory firm - (12/17/2012 Terminated)

Missouri

Registered Investment Advisory firm - (10/31/2003 Cancelled)

Nevada

Registered Investment Advisory firm - (12/14/2012 Approved)

Texas

Registered Investment Advisory firm - (11/30/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

880 Northwood Blvd Ste 2, Incline Village, NV 89451

Mailing Address

239 South Sierra Street, Reno, NV 89501

Phone number

(775) 831-5546

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 22,920,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John J R. Mueller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John J Robert Mueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

KLARAOS, LLC

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2000

Series 7

Date: 8/23/2000

Current Firm

KLARAOS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KLARAOS, LLC

TRUST BUT VERIFY

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