KK
Kevin R. Krisowaty
ALLIANCEBERNSTEIN L.P.
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 4152680
KK
Professional summary
Kevin Robert Krisowaty, who also goes by Kevin R. Krisowaty Mr., Kevin Krisowaty, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Miami, Florida and SANFORD C. BERNSTEIN & CO., LLC located in Miami, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 9 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin R. Krisowaty Mr. | Kevin Krisowaty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Count: 1
1) BusinessName: Russian Networker
INVESTMENT RELATED: No
ADDRESS: Miami, FL
NATURE OF BUSINESS: I'm a VP/Wealth Advisor in the Miami office focusing on Global Families, specifically South Florida's Russian speaking community. There are a few existing networking groups locally within this community, and I was fortunate to be asked to participate as a board member and a founding member of a new higher-end networking group that will focus on Russian speaking professionals who are dedicated to working with HNW/UHNW individuals and families within the local Russian speaking community. The professionals that will be part of Russian Networker include Accountants, Attorneys (Corporate Attorney, Immigration Attorney, Tax Attorney, Trust & Estate Attorney, Real Estate Attorney), Investment Bankers, etc.
POSITION: Co-Manager
RELATIONSHIP: 2025-05-01
APPROXIMATE NUMBER HOURS: 2 hours/month, 0 hours during trading hours
YOUR DUTIES: The other founding member is an Attorney, said she is thinking of incorporating an LLC for the networking group, and asked if I would like to act as its co-manager on its articles and OA as she registers with Sunbiz. The position is un-paid. I would not be devoting time to any responsibilities during market hours. As a founding member I would be involved with organizing, hosting and attending networking meetings for business development purposes. Attached is the email I received from the Attorney along with more detailed information about Russian Networker. Is there anything else needed from me, or that you would like me to provide you, in order for me to receive approval to participate as a co-manager?
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Robert Krisowaty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2024 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 701 Brickell Avenue Suite 2290, Miami, FL 33131RIA
CRD#: 108477
MIAMI, FL
Current
May 3, 2024 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 701 Brickell Avenue Suite 2240, Miami, FL 33131RIA
BD
CRD#: 104474
Miami, FL
Past
October 19, 2022 - December 14, 2023
SAFRA SECURITIES LLC
BD
CRD#: 47873
AVENTURA, FL
Past
July 29, 2019 - October 19, 2022
VALLEY FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 105387
AVENTURA, FL
Past
July 17, 2019 - October 19, 2022
VALLEY FINANCIAL MANAGEMENT, INC.
BD
CRD#: 105387
AVENTURA, FL
Past
January 27, 2012 - July 3, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MIAMI, FL
Past
January 26, 2012 - July 3, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MIAMI, FL
Past
June 1, 2009 - January 10, 2012
MORGAN STANLEY
RIA
CRD#: 149777
MT. LAUREL, NJ
Past
June 1, 2009 - January 10, 2012
MORGAN STANLEY
BD
CRD#: 149777
MT. LAUREL, NJ
Past
August 31, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
MT. LAUREL, NJ
Past
August 31, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MT. LAUREL, NJ
Past
April 21, 2004 - September 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ELKINS PARK, PA
Past
April 29, 2002 - September 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 2, 2000 - March 1, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/20/2024)
IAR
Florida(7/24/2024)
RR
Georgia(5/22/2024)
RR
New Jersey(1/24/2025)
RR
New York(1/24/2025)
RR
Wyoming(2/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCEBERNSTEIN L.P.
CRD#: 108477Miami, FL 33131TRUST BUT VERIFY
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