Loretta L. Fredere

HANOVER SQUARE WEALTH ADVISORS

KING, NC

CRD#: 4152631

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Professional summary

Loretta L. Fredere is a registered financial advisor currently at HANOVER SQUARE WEALTH ADVISORS LLC located in King, North Carolina.

Loretta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Loretta has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loretta L. Fredere's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2026 - Present

HANOVER SQUARE WEALTH ADVISORS LLC

RIA

CRD#: 336534

KING, NC

Past

April 20, 2009 - July 14, 2025

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WINSTON-SALEM, NC

Past

April 20, 2009 - July 14, 2025

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WINSTON-SALEM, NC

Past

November 25, 2002 - April 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WINSTON-SALEM, NC

Past

September 18, 2000 - April 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WINSTON-SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HANOVER SQUARE WEALTH ADVISORS LLC

CRD#: 336534 / SEC#: 801-133697

RIA

Registered Investment Advisory firm - (7/2/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2000

General Securities Representative Examination

Current Firm

HANOVER SQUARE WEALTH ADVISORS LLC

CRD#: 336534 / SEC#: 801-133697

RIA

Registered Investment Advisory firm - (7/2/2025 Approved)

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Contact information

Main Address

King, NC

Mailing Address

550 N. Liberty Street Pmb240, Winston-salem, NC 27101

Phone number

(336) 444-2680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (11/1/2025)

Regulatory assets under management

Total Number of Accounts	251
AUM (Assets Under Management)	$ 104,234,026

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Loretta L. Fredere

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loretta L. Fredere's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HANOVER SQUARE WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/15/2000

Current Firm

HANOVER SQUARE WEALTH ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HANOVER SQUARE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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