Christopher M. Schrobilgen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Schrobilgen, who also goes by Chris Schrobilgen, Christopher Michael Schrobligen, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1982. Christopher had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2014 - March 3, 2016
NEOSHO CAPITAL LLC
December 20, 2013 - February 24, 2014
ADVANCED PRACTICE ADVISORS, LLC
July 26, 2013 - December 23, 2013
DLK INVESTMENT MANAGEMENT
January 13, 1995 - February 12, 2007
NAVELLIER & ASSOCIATES INC
January 6, 1995 - May 1, 2003
NAVELLIER SECURITIES CORP.
June 11, 1991 - March 3, 1995
LEHMAN BROTHERS INC.
September 27, 1990 - May 24, 1991
ALEX. BROWN & SONS INCORPORATED
March 15, 1984 - September 17, 1990
JEFFERIES LLC
March 9, 1983 - March 13, 1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
January 14, 1982 - March 23, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/17/1972
Registered Representative ExaminationCurrent Firm
NEOSHO CAPITAL LLC
CRD#: 130779 / SEC#: 801-62907
Contact information
Documents
Red Flags
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