James M. Crawford

JHM ASSET MANAGEMENT

Rosenberg, TX

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CRD#: 4152252

Professional summary

James Michael Crawford JR. is a registered financial advisor currently at JHM ASSET MANAGEMENT, LLC located in Rosenberg, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JHM Holdings, LLC, sole owner 1/2017, not investment related. Time spent is approximately 1 hour a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Crawford JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2018 - Present

JHM ASSET MANAGEMENT, LLC

RIA

CRD#: 293157

Rosenberg, TX

Past

January 16, 2012 - February 14, 2018

FRUTH INVESTMENT MANAGEMENT

RIA

CRD#: 107273

HOUSTON, TX

Past

March 10, 2005 - January 31, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

HOUSTON, TX

Past

July 10, 2000 - November 23, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAFETY HARBOR, FL

Past

July 7, 2000 - November 23, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/9/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/4/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

JHM ASSET MANAGEMENT, LLC

CRD#: 293157 / SEC#:

Texas

Registered Investment Advisory firm - (3/13/2018 Approved)

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Contact information

Main Address

Rosenberg, TX

Mailing Address

9711 S. Mason Rd. Suite 125-435, Richmond, TX 77047

Phone number

(832) 888-2244

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	112
AUM (Assets Under Management)	$ 21,526,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Crawford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Crawford JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

FRUTH INVESTMENT MANAGEMENT

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2012

Series 63

Date: 7/20/2000

Series 7

Date: 7/6/2000

Series 10

Date: 12/9/2003

Series 9

Date: 11/4/2003

Current Firm

JHM ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JHM ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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