Yongyi Fan

SUN GLOBAL

Ann Arbor, MI

CRD#: 4152144

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Professional summary

Yongyi Fan is a registered financial advisor currently at SUN GLOBAL LLC located in Ann Arbor, Michigan.

Yongyi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Yongyi has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yongyi Fan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2026 - Present

SUN GLOBAL LLC

RIA

CRD#: 317484

Ann Arbor, MI

Past

December 21, 2021 - June 1, 2026

TLG ADVISORS, INC.

RIA

CRD#: 111052

Ann Arbor, MI

Past

December 21, 2021 - June 1, 2026

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

October 20, 2021 - November 19, 2021

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

MAUMEE, OH

Past

October 20, 2021 - November 19, 2021

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

MAUMEE, OH

Past

August 10, 2020 - October 1, 2021

TLG ADVISORS, INC.

RIA

CRD#: 111052

Ann Arbor, MI

Past

August 10, 2020 - October 1, 2021

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

May 5, 2020 - August 14, 2020

TRANSGLOBAL ADVISORY, LLC

RIA

CRD#: 168709

Ann Arbor,, MI

Past

May 5, 2020 - August 13, 2020

GLOBALINK SECURITIES, INC.

CRD#: 29721

PASADENA, CA

Past

January 21, 2019 - April 24, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Ann Arbor, MI

Past

January 21, 2019 - April 24, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ANN ARBOR, MI

Past

June 5, 2015 - January 14, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CINCINNATI, OH

Past

June 5, 2015 - January 14, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CINCINNATI, OH

Past

September 11, 2013 - October 14, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

FARMINGTON HILLS, MI

Past

April 12, 2002 - October 14, 2003

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

June 2, 2000 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/10/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUN GLOBAL LLC

SUN GLOBAL DE LLC | SUN GLOBAL LLC

CRD#: 317484 / SEC#: 801-129826

RIA

Registered Investment Advisory firm - (4/2/2024 Terminated)

California

Registered Investment Advisory firm - (7/31/2024 Approved)

Delaware

Registered Investment Advisory firm - (4/29/2025 Approved)

District of Columbia

Registered Investment Advisory firm - (9/6/2024 Approved)

Illinois

Registered Investment Advisory firm - (9/5/2024 Approved)

Maryland

Registered Investment Advisory firm - (10/7/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (1/10/2025 Approved)

New Jersey

Registered Investment Advisory firm - (1/20/2023 Approved)

North Carolina

Registered Investment Advisory firm - (2/1/2024 Terminated)

Ohio

Registered Investment Advisory firm - (12/15/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/26/2022 Approved)

Texas

Registered Investment Advisory firm - (9/27/2022 Approved)

Virginia

Registered Investment Advisory firm - (10/9/2025 Approved)

Washington

Registered Investment Advisory firm - (2/3/2026 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

640 Freedom Business Center Dr #340, King Of Prussia, PA 19406

Mailing Address

Phone number

(302) 521-5560

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 5,566,610

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Yongyi Fan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yongyi Fan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

TRANSGLOBAL ADVISORY, LLC

GLOBALINK SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2015

Series 63

Date: 10/21/2013

SIE

Date: 10/1/2018

Series 6

Date: 9/10/2013

Current Firm

SUN GLOBAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUN GLOBAL LLC

TRUST BUT VERIFY

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