Jason L. Hudson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Lloyd Hudson, who also goes by Jay L Hudson, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2013 - January 13, 2014
W&S BROKERAGE SERVICES, INC.
August 9, 2010 - January 11, 2012
PNC WEALTH MANAGEMENT LLC
August 5, 2010 - January 11, 2012
PNC WEALTH MANAGEMENT LLC
February 18, 2009 - June 17, 2010
CHASE INVESTMENT SERVICES CORP.
February 18, 2009 - June 17, 2010
CHASE INVESTMENT SERVICES CORP.
September 23, 2008 - February 12, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
September 23, 2008 - February 12, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
August 1, 2006 - September 19, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 13, 2006 - September 19, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 9, 2006 - July 20, 2006
FIFTH THIRD SECURITIES, INC.
January 14, 2003 - July 20, 2006
FIFTH THIRD SECURITIES, INC.
October 25, 2000 - December 17, 2002
THE HUNTINGTON INVESTMENT COMPANY
Primary Firm SEC Registration
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
Contact information
SEC notice filing (33 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | OWNER | |
| BRODIE, TROY DALE | PRESIDENT | 1924559 |
| DELUCA, JAMES JOSEPH | VP, MARKETING | 5420948 |
| HERRON, SARAH SPARKS | CORPORATE SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | TREASURER | 6607547 |
| LOVELESS, MATTHEW WILLIAM | VP, AGENCY STRATEGY, TRAINING & TALENT ACQUISITION | 5657647 |
| LUEBBE, GREGORY MICHAEL | ASSISTANT VICE PRESIDENT | 2924719 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOURNE, DOUGLAS EDWARD | AVP, BROKERAGE OPERATIONS | 2999021 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE OFFICER | 1327230 |
| WIEDENHEFT, TERRIE ANN | SENIOR VICE PRESIDENT AND CFO | 2619213 |
| WITTMAN, SCOTT JOSEPH | VP TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 175,814,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
