Christopher M. Cook

FROST INVESTMENT ADVISORS

San Antonio, TX 78205

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CRD#: 4152041

Professional summary

Christopher Michael Cook is a registered financial advisor currently at FROST INVESTMENT ADVISORS, LLC located in San Antonio, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Christopher has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2014 - Present

FROST INVESTMENT ADVISORS, LLC

Office #1: 111 West Houston Street 10th Floor, San Antonio, TX 78205

RIA

CRD#: 146148

San Antonio, TX

Past

February 27, 2007 - January 28, 2013

CAPIS

CRD#: 7551

DALLAS, TX

Past

February 1, 2006 - February 20, 2007

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

DALLAS, TX

Past

January 11, 2006 - February 20, 2007

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

DALLAS, TX

Past

May 21, 2004 - September 29, 2005

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

July 10, 2000 - May 21, 2004

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FROST INVESTMENT ADVISORS, LLC

FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY

CRD#: 146148 / SEC#: 801-68724

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/27/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2000

General Securities Principal Examination

Current Firm

FROST INVESTMENT ADVISORS, LLC

FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY

CRD#: 146148 / SEC#: 801-68724

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

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Contact information

Main Address

111 West Houston Street 10th Floor, San Antonio, TX 78205

Mailing Address

Post Office Box 2509, San Antonio, TX 78299-2509

Phone number

(210) 220-5070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 5,435,683,122

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2024	Cover Page	Report
11/09/2023	Cover Page	Report
12/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher M. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPIS

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

PROVASI CAPITAL PARTNERS LP

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

FROST INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2001

Series 63

Date: 4/14/2000

Series 7

Date: 7/6/2000

Series 24

Date: 12/18/2000

Current Firm

FROST INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FROST INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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