Brian Roy Macleod
Professional Summary
Brian Roy Macleod is a registered financial advisor currently at REYNOLDS ADVISORY PARTNERS,LLC located in Denver, Colorado. Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 34, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
REYNOLDS ADVISORY PARTNERS, LLC | REYNOLDS ADVISORY PARTNERS,LLC
Contact Information
Main Address
3131 E Alameda Avenue Unit 1308, Denver, CO 80206Mailing Address
100 Fillmore Street Suite 500, Denver, CO 80206Phone Number
(626) 316-6100Established
Colorado since 04/19/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAP BD HOLDING, LLC | MEMBER | — |
| REYNOLDS, DOUGLAS EDWARD | CEO, CCO, FINOP, PRINCIPAL | 1711619 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Dec 2011About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Roy Macleod's CRS (Customer Relationship Summary).
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