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AO

Antonio Jesus Oliva

PEAK BROKERAGE SERVICES
Jupiter, FL
·CRD# 4151737·26 years experience

Professional Summary

Antonio Jesus Oliva, who also goes by Tony Oliva, is a registered financial advisor currently at PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida. Antonio is registered as a RR (Registered Representative) and started their career in finance in 2000. Antonio has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Oliva

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

PEAK BROKERAGE SERVICES, LLC·CRD# 157045
BD
1. 601 Heritage Drive Suite 147, Jupiter, FL 334582. 1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999
October 22, 2015 - Present
PARKLAND SECURITIES, LLC·CRD# 115368
BD
Jupiter, FL
June 5, 2012 - October 22, 2015
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Jupiter, FL
January 5, 2007 - June 5, 2012
KOVACK SECURITIES INC.·CRD# 44848
BD
North Palm Beach, FL
February 5, 2004 - December 31, 2006
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
January 1, 2004 - February 18, 2004
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
May 9, 2000 - January 1, 2004

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Current Firm

PB
PEAK BROKERAGE SERVICES, LLC

BLACKRIDGE ASSET MANAGEMENT, LLC | TOP ADVISORS GROUP | PEAK BROKERAGE SERVICES, LLC

CRD#: 157045 / SEC#: 8-68829
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Mailing Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Phone Number

(561) 641-5050

Established

Georgia since 02/16/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PEAK REPS, LLCOWNER—
COKER, KARENCHIEF RISK OFFICER2731928
MUELLER, CHRISTOPHER BRIANCHIEF OPERATIONS OFFICER2098597
PHILLIPS, DAVID LEVERTCHIEF INFORMATION SECURITY OFFICER2054858
REYNOLDS, MATTHEW MARKPRESIDENT/FINOP4077413
RUDNICK, REGINA MARYPRESIDENT/HEAD OF ADVISOR SERVICES2373530
TAYLOR, CHRISTIAN GABRIELCHIEF COMPLIANCE OFFICER5462381

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/15/2016)
RR
Florida
(10/28/2015)
RR
Georgia
(10/22/2015)
RR
Maine
(3/12/2026)
RR
New York
(10/22/2015)
RR
North Carolina
(10/22/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2000About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Antonio Jesus Oliva's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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