AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AS

Alan J. Slaughter

BENEFIT FINANCE SECURITIES
SCOTTSDALE, AZ 85260
Some features on this profile are disabled
CRD#: 4151674
AS

Professional summary

Alan J Slaughter is a registered financial professional currently at BENEFIT FINANCE SECURITIES, LLC located in Scottsdale, Arizona and BFP SECURITIES, LLC located in Scottsdale, Arizona.

Alan is registered as a RR (Registered Representative) and started their career in finance in 2004. Alan has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan J Slaughter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2026 - Present

BENEFIT FINANCE SECURITIES, LLC

Office #1: 14605 N 73rd St, Scottsdale, AZ 85260
BD
CRD#: 45113
SCOTTSDALE, AZ
Current

May 6, 2026 - Present

BFP SECURITIES, LLC

Office #1: 14605 N 73rd St, Scottsdale, AZ 85260
BD
CRD#: 44731
SCOTTSDALE, AZ
Past

July 8, 2024 - May 5, 2026

MOORS & CABOT, INC.

BD
CRD#: 594
PHOENIX, AZ
Past

February 22, 2024 - May 2, 2024

M1 FINANCE LLC

BD
CRD#: 281242
CHICAGO, IL
Past

January 24, 2017 - January 9, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Phoenix, AZ
Past

December 17, 2014 - October 28, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

April 9, 2013 - November 10, 2014

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

March 22, 2011 - April 5, 2013

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

June 22, 2006 - March 23, 2011

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
BROOKLYN, OH
Past

April 26, 2004 - June 28, 2006

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/10/2026)
RR
Alaska
(5/10/2026)
RR
Arizona
(5/6/2026)
RR
Arizona
(5/6/2026)
RR
Arkansas
(5/10/2026)
RR
California
(5/10/2026)
RR
Colorado
(5/10/2026)
RR
Connecticut
(5/10/2026)
RR
Delaware
(5/10/2026)
RR
District of Columbia
(5/10/2026)
RR
Florida
(5/10/2026)
RR
Georgia
(5/10/2026)
RR
Hawaii
(5/10/2026)
RR
Idaho
(5/10/2026)
RR
Illinois
(5/10/2026)
RR
Indiana
(5/10/2026)
RR
Iowa
(5/10/2026)
RR
Kansas
(5/10/2026)
RR
Kentucky
(5/10/2026)
RR
Louisiana
(5/10/2026)
RR
Maine
(5/10/2026)
RR
Maryland
(5/10/2026)
RR
Massachusetts
(5/10/2026)
RR
Michigan
(5/10/2026)
RR
Minnesota
(5/10/2026)
RR
Mississippi
(5/10/2026)
RR
Missouri
(5/6/2026)
RR
Montana
(5/10/2026)
RR
Nebraska
(5/10/2026)
RR
Nevada
(5/10/2026)
RR
New Hampshire
(5/10/2026)
RR
New Jersey
(5/10/2026)
RR
New Mexico
(5/10/2026)
RR
New York
(5/10/2026)
RR
North Carolina
(5/10/2026)
RR
North Dakota
(5/10/2026)
RR
Ohio
(5/11/2026)
RR
Oklahoma
(5/10/2026)
RR
Oregon
(5/10/2026)
RR
Pennsylvania
(5/10/2026)
RR
Rhode Island
(5/10/2026)
RR
South Carolina
(5/10/2026)
RR
South Dakota
(5/10/2026)
RR
Tennessee
(5/10/2026)
RR
Texas
(5/10/2026)
RR
Utah
(5/10/2026)
RR
Vermont
(5/10/2026)
RR
Virginia
(5/10/2026)
RR
Washington
(5/10/2026)
RR
West Virginia
(5/10/2026)
RR
Wisconsin
(5/10/2026)
RR
Wyoming
(5/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/23/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/21/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

BS
BFP SECURITIES, LLC
BFP SECURITIES, LLC | LIS SECURITIES, LLC | LIFE INSURANCE SOLUTIONS, L.L.C.

CRD#: 44731 / SEC#: , 8-50798

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Loading...

Contact information

Main Address
14605 N 73rd St, Scottsdale, AZ 85260
Mailing Address
14605 N 73rd St, Scottsdale, AZ 85260
Phone number
(480) 676-6400
Established
Delaware since 01/24/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BENEFIT FINANCE PARTNERS, LLCOWNER
DOHERTY, ERIN ECCO4576409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BFP SECURITIES, LLC

CRD#: 44731Scottsdale, AZ 85260

TRUST BUT VERIFY

Monitor Alan Slaughter

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Joseph A Di Vito JR
Joseph Di VitoAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Scottsdale, AZ
Timothy Christopher Hughes
Timothy HughesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Scottsdale, AZ
Julie Ann Danapilis
Julie DanapilisAdvisorCheck Check Mark
CETERA INVESTMENT SERVICES LLC
RR
Phoenix, AZ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.