Wayne F. Carr

MAIN STREET INVESTMENT ADVISORS

Northbrook, IL 60062

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CRD#: 41516

Professional summary

Wayne Francis Carr is a registered financial advisor currently at MAIN STREET INVESTMENT ADVISORS, LLC located in Northbrook, Illinois.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Wayne has worked at 5 firms and has passed the Series 65, Series 63, Series 1, Series 8 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Francis Carr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2009 - Present

MAIN STREET INVESTMENT ADVISORS, LLC

Office #1: 707 Skokie Blvd Suite 190, Northbrook, IL 60062

RIA

CRD#: 146036

Northbrook, IL

Past

November 7, 2002 - July 18, 2008

NORTH STAR INVESTMENT SERVICES, INC.

CRD#: 7984

LAKE FOREST, IL

Past

August 10, 1977 - November 30, 2001

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

May 31, 1977 - August 18, 1977

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

Past

March 21, 1972 - July 20, 1977

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN STREET INVESTMENT ADVISORS, LLC

CRD#: 146036 / SEC#: 801-113819

RIA

Registered Investment Advisory firm - (8/10/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/10/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - (7/20/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/15/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 3/10/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 8

Date: 12/19/1992

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 40

Date: 9/15/1978

Registered Principal Examination

Current Firm

MAIN STREET INVESTMENT ADVISORS, LLC

CRD#: 146036 / SEC#: 801-113819

RIA

Registered Investment Advisory firm - (8/10/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/10/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - (7/20/2020 Terminated)

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Contact information

Main Address

707 Skokie Blvd Suite 190, Northbrook, IL 60062

Mailing Address

707 Skokie Blvd Suite 190, Northbrook, IL 60062

Phone number

(847) 480-7055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAIN STREET INVESTMENT ADVISORS, LLC ADV PART 2A (1/20/2026)

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 250,312,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wayne F. Carr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Francis Carr's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH STAR INVESTMENT SERVICES, INC.

CREDIT SUISSE SECURITIES (USA) LLC

UBS ASSET MANAGEMENT (US) INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

MAIN STREET INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2009

Series 63

Date: 4/21/1980

Series 1

Date: 3/10/1972

Series 8

Date: 12/19/1992

Series 40

Date: 9/15/1978

Current Firm

MAIN STREET INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN STREET INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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