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RS

Robert Henry Schreiber

CRD# 415155·Registered 1969 - 1996
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Henry Schreiber was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1969 - 1996. Robert had worked at 9 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

CORNA SECURITIES, INC.·CRD# 28663
BD
Columbus, OH
January 16, 1996 - March 20, 1996
CORNA SECURITIES, INC.·CRD# 28663
BD
Columbus, OH
December 7, 1992 - December 31, 1993
WARWICK SECURITIES, INC.·CRD# 24356
BD
October 19, 1990 - November 2, 1992
COLUMBUS EQUITIES INTERNATIONAL, INC.·CRD# 7559
BD
June 21, 1990 - September 21, 1990
LOWE & ASSOCIATES, INC.·CRD# 7228
BD
April 10, 1981 - May 22, 1990
WILLIAM G CEAS & COMPANY·CRD# 6875
BD
June 11, 1979 - May 8, 1981
MORGAN STANLEY DW INC.·CRD# 7556
BD
February 28, 1978 - May 15, 1978
CIBC WORLD MARKETS CORP.·CRD# 630
BD
February 21, 1978 - June 7, 1979
REYNOLDS SECURITIES, INC.·CRD# 712
BD
December 10, 1976 - May 15, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
December 18, 1969 - December 24, 1976

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Current Firm

CS
CORNA SECURITIES, INC.

AL DUBOSE & ASSOCIATES | DUBOSE/JARDINE AND ASSOCIATES | CORNA SECURITIES, INC. | AL DUBOSE AND ASSOCIATES

CRD#: 28663 / SEC#: 8-43876
BD
Terminated by SEC on 06/15/1999

Contact Information

Established

Ohio since 10/04/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1961

Series 24 — General Securities Principal Examination

Passed Sep 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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