Alberto Uriegas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto Uriegas, who also goes by Albert Uriegas, Alberto Uriegos, was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 2000. Alberto had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2019 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
October 6, 2003 - April 22, 2021
USAA INVESTMENT SERVICES COMPANY
February 7, 2001 - September 5, 2003
CITICORP INVESTMENT SERVICES
May 16, 2000 - December 13, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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