DL
Daniel B. Lortz
FRONTEGRA STRATEGIES
WESTMONT, IL 60559
Some features on this profile are disabled
CRD#: 4151302
DL
Professional summary
Daniel Brian Lortz is a registered financial professional currently at FRONTEGRA STRATEGIES, LLC located in Westmont, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Brian Lortz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2018 - Present
FRONTEGRA STRATEGIES, LLC
Office #1: 999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559BD
CRD#: 137529
WESTMONT, IL
Past
June 20, 2000 - September 10, 2018
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2019)
RR
Alaska(1/3/2019)
RR
Arizona(1/3/2019)
RR
Arkansas(1/3/2019)
RR
California(1/3/2019)
RR
Colorado(1/3/2019)
RR
Connecticut(1/3/2019)
RR
Delaware(1/3/2019)
RR
District of Columbia(1/3/2019)
RR
Florida(1/3/2019)
RR
Georgia(1/3/2019)
RR
Hawaii(1/3/2019)
RR
Idaho(1/3/2019)
RR
Illinois(1/3/2019)
RR
Indiana(1/3/2019)
RR
Iowa(1/3/2019)
RR
Kansas(1/3/2019)
RR
Kentucky(1/3/2019)
RR
Louisiana(1/3/2019)
RR
Maine(1/3/2019)
RR
Maryland(9/25/2018)
RR
Massachusetts(1/3/2019)
RR
Michigan(1/3/2019)
RR
Minnesota(1/3/2019)
RR
Mississippi(1/3/2019)
RR
Missouri(1/3/2019)
RR
Montana(1/3/2019)
RR
Nebraska(1/3/2019)
RR
Nevada(1/3/2019)
RR
New Hampshire(1/3/2019)
RR
New Jersey(1/3/2019)
RR
New Mexico(1/3/2019)
RR
New York(9/25/2018)
RR
North Carolina(1/3/2019)
RR
North Dakota(1/3/2019)
RR
Ohio(1/3/2019)
RR
Oklahoma(1/3/2019)
RR
Oregon(1/3/2019)
RR
Pennsylvania(9/25/2018)
RR
Rhode Island(1/3/2019)
RR
South Carolina(1/3/2019)
RR
South Dakota(1/3/2019)
RR
Tennessee(1/3/2019)
RR
Texas(9/25/2018)
RR
Utah(1/3/2019)
RR
Vermont(1/3/2019)
RR
Virginia(1/3/2019)
RR
Washington(1/3/2019)
RR
West Virginia(1/3/2019)
RR
Wisconsin(1/3/2019)
RR
Wyoming(1/3/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FRONTEGRA STRATEGIES, LLC
FRONTEGRA ALTERNATIVE STRATEGIES, LLC | FRONTEGRA STRATEGIES, LLC
CRD#: 137529 / SEC#: , 8-67094
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
Mailing Address
999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
Phone number
(847) 509-9860
Established
Delaware since 03/15/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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