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William S. Webber

FCF SECURITIES AND DERIVATIVES LLC
CHICAGO, IL 60605
Some features on this profile are disabled
CRD#: 4151260
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Professional summary


William Scott Webber, who also goes by William Scott Weber, is a registered financial professional currently at FCF SECURITIES AND DERIVATIVES LLC located in Chicago, Illinois.

William is registered as a RR (Registered Representative) and started their career in finance in 2004. William has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


William Scott Weber

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view William Scott Webber's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 31, 2025 - Present

FCF SECURITIES AND DERIVATIVES LLC

Office #1: 425 S. Financial Place Ste. 1575, Chicago, IL 60605
BD
CRD#: 157067
CHICAGO, IL
Past

September 1, 2015 - January 6, 2025

PHILLIP CAPITAL INC.

BD
CRD#: 173869
CHICAGO, IL
Past

January 12, 2005 - December 3, 2014

G1 EXECUTION SERVICES, LLC

BD
CRD#: 111528
CHICAGO, IL
Past

March 15, 2004 - November 18, 2004

KWS ASSOCIATES, INC.

BD
CRD#: 28264
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/31/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 1/30/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/5/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


FS
FCF SECURITIES AND DERIVATIVES LLC
FCF SECURITIES AND DERIVATIVES LLC | FOG EQUITIES LLC | FOG EQUITIES

CRD#: 157067 / SEC#: , 8-68831

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
425 S. Financial Place Ste. 1575, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste. 1575, Chicago, IL 60605
Phone number
(312) 663-2712
Established
Delaware since 04/01/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FCF GROUP INTERMEDIATE HOLDINGS LLC100% DIRECT OWNER
MCDEVITT, BERNARD EDWARDCEO2734672
POSTREL, HELENE BERSONPRINCIPAL OPERATIONS OFFICER2240945
POSTREL, HELENE BERSONPRINCIPAL FINANCIAL OFFICER2240945
POSTREL, HELENE BERSONFINOP2240945
WONG, WILLIE LCHIEF COMPLIANCE OFFICER4170997

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FCF SECURITIES AND DERIVATIVES LLC

CRD#: 157067Chicago, IL 60605

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