Matthew P. Dalton
Professional summary
Matthew Philip Dalton is a registered financial professional currently at LAZARD FRERES & CO. LLC located in Minneapolis, Minnesota.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Philip Dalton's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2022 - Present
LAZARD FRERES & CO. LLC
Office #1: 80 South 8th Street Suite 2700, Minneapolis, MN 55402November 17, 2015 - March 31, 2022
LAZARD MIDDLE MARKET LLC
June 22, 2015 - October 19, 2015
COLLIERS SECURITIES LLC
September 19, 2010 - May 26, 2015
LAZARD MIDDLE MARKET LLC
September 22, 2008 - February 12, 2009
BARCLAYS CAPITAL INC.
June 21, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2022)
Exams
FINRA
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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