Christine Breck

HOLLISTER ASSOCIATES

MOUNT PLEASANT, SC

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CRD#: 4150909

Professional summary

Christine Breck, who also goes by Christine Breck-petterson, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.

Christine is registered as a RR (Registered Representative) and started their career in finance in 2000. Christine has worked at 7 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 50, Series 79, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christine Breck-Petterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christine Breck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2025 - Present

HOLLISTER ASSOCIATES, LLC

CRD#: 173366

MOUNT PLEASANT, SC

Past

April 7, 2022 - November 4, 2022

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC

CRD#: 131452

Austin, TX

Past

January 29, 2013 - January 7, 2016

ACADEMY SECURITIES, INC.

CRD#: 17433

NEW YORK, NY

Past

January 16, 2013 - February 14, 2025

PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672

WHITE PLAINS, NY

Past

June 21, 2012 - December 21, 2012

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

May 3, 2012 - December 31, 2012

WELBORN CAPITAL LLC

CRD#: 152234

HUDSON, NY

Past

April 7, 2000 - May 4, 2012

ACCESS SECURITIES, LLC

CRD#: 22455

NEW CANAAN, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/13/2025)

Arkansas
(2/13/2025)

California
(2/13/2025)

Colorado
(2/13/2025)

Connecticut
(2/13/2025)

Florida
(2/13/2025)

Georgia
(2/13/2025)

Illinois
(2/13/2025)

Kentucky
(2/13/2025)

Louisiana
(2/13/2025)

Missouri
(2/13/2025)

Nebraska
(2/13/2025)

New Mexico
(2/13/2025)

New York
(2/13/2025)

North Carolina
(2/13/2025)

Oklahoma
(2/13/2025)

Pennsylvania
(2/13/2025)

Tennessee
(2/13/2025)

Texas
(2/13/2025)

Wyoming
(2/13/2025)

Exams

State Security Law Exam

Series 63

Date: 5/5/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/20/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 7/5/2017

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 79

Date: 5/22/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 55

Date: 5/16/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/6/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

CRD#: 173366 / SEC#: , 8-69538

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

257 River Oak Drive, Mount Pleasant, SC 29464

Mailing Address

257 River Oak Drive, Mount Pleasant, SC 29464

Phone number

(401) 465-3080

Established

South Carolina since 09/09/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOLLISTER, CHRISTOPHER VERN	CEO/CCO	5637565
CLIFFHANGER INVESTMENTS, LLC	OWNER
KUGLER, JACQUES	OWNER	5105697
MADABA INVESTMENTS, LLC	OWNER
PORTWOOD, WILLIAM BOYCE	CFO/FINOP	4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christine Breck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christine Breck's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC

ACADEMY SECURITIES, INC.

PICKWICK CAPITAL PARTNERS, LLC

R. F. LAFFERTY & CO., INC.

WELBORN CAPITAL LLC

ACCESS SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/5/2000

Series 65

Date: 1/20/2000

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 50

Date: 7/5/2017

Series 79

Date: 5/22/2012

Series 55

Date: 5/16/2000

Series 7

Date: 4/6/2000

Series 24

Date: 4/17/2000

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HOLLISTER ASSOCIATES, LLC

TRUST BUT VERIFY

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