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Joseph A. Sharpe

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CRD#: 4150788
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Albert Sharpe was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2000. Joseph had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 2, 2012 - August 15, 2018

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
DESTIN, FL
Past

September 4, 2012 - August 15, 2018

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
DESTIN, FL
Past

March 3, 2011 - September 10, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
DESTIN, FL
Past

February 15, 2011 - September 10, 2012

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
DESTIN, FL
Past

August 13, 2007 - February 14, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DESTIN, FL
Past

August 10, 2007 - February 14, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DESTIN, FL
Past

April 2, 2007 - August 13, 2007

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
MEMPHIS, TN
Past

April 2, 2007 - August 13, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
MEMPHIS, TN
Past

January 22, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
MEMPHIS, TN
Past

February 14, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
MEMPHIS, TN
Past

January 30, 2001 - February 25, 2003

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

April 27, 2000 - February 22, 2001

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/16/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/27/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/15/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 4/7/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/26/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

QA
QUESTAR ASSET MANAGEMENT, INC.
QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358 / SEC#: 801-63747

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Contact information

Main Address
5701 Golden Hills Drive, Minneapolis, MN 55416
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358

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