Jonathan C. Douek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Charles Douek was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2000. Jonathan had worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2011 - November 9, 2012
CHIMERA SECURITIES, LLC
May 7, 2009 - August 17, 2009
ALPINE SECURITIES USVI, LLC
May 8, 2007 - April 29, 2008
SPECTRUM TRADING, LLC
March 6, 2007 - May 9, 2007
ECHOTRADE LLC
February 27, 2004 - October 1, 2004
TRILLIUM BROKERAGE SERVICES, LLC
September 20, 2002 - January 15, 2004
SCHONFELD SECURITIES, LLC
May 25, 2001 - February 19, 2002
PRUCO SECURITIES, LLC.
August 16, 2000 - May 9, 2001
CITICORP INVESTMENT SERVICES
June 21, 2000 - August 8, 2000
HSBC BROKERAGE (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/3/2002
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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