James B. L'esperance
Professional summary
James Bernard L'esperance, ChFC® is a registered financial advisor currently at BARKING SANDS CAPITAL located in Minnetonka, Minnesota.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Bernard L'esperance's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2011 - Present
BARKING SANDS CAPITAL
Office #1: 5125 County Rd. 101 Suite 105, Minnetonka, MN 55345February 13, 2003 - March 24, 2004
CINCINNATI ANALYSTS, INC.
April 27, 2002 - December 20, 2002
SIGNATOR INVESTORS, INC.
November 15, 2001 - April 2, 2002
NEW ENGLAND SECURITIES
April 10, 2000 - September 26, 2001
HANTZ FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/21/2011)
(1/13/2015)
Exams
Current Firm
BARKING SANDS CAPITAL
CRD#: 141907 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 35,000,000 |
Red Flags
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