Carlos M. Questell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Manuel Questell, who also goes by Carlos Manuel Questell, was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 2000. Carlos had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2016 - September 8, 2016
FISHER INVESTMENTS
October 31, 2013 - June 8, 2016
MAINFIRST SECURITIES US INC.
January 8, 2013 - February 27, 2013
ALLIANCEBERNSTEIN L.P.
November 26, 2012 - February 27, 2013
SANFORD C. BERNSTEIN & CO., LLC
April 28, 2009 - January 26, 2012
HSBC SECURITIES (USA) INC.
April 20, 2007 - November 25, 2008
ATLANTIC EQUITIES, LLC
June 30, 2005 - April 17, 2007
EXANE, INC.
May 23, 2000 - February 7, 2005
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
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