Samuel L. Cione

INTEGRITY WEALTH MANAGEMENT

Sarasota, FL 34238-3056

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CRD#: 4149984

Professional summary

Samuel Lawrence Cione is a registered financial advisor currently at INTEGRITY WEALTH MANAGEMENT located in Sarasota, Florida.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Samuel has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Integrity Wealth Management, INC; Investment-related: Yes; Address: 6561 Palmer Park Circle Suite C Sarasota FL 34238; Nature of the other business: Business is dually registered for Insurance and Investment Advisory Services; Title: Owner/President/Insurance Agent; Start date: 02/13/2003; Approximate number of hours/month: 60hrs/month (aprox. 40% of time in office); Number of hours during securities trading hours: 60/month(aprox. 40% of time in office)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lawrence Cione's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2003 - Present

INTEGRITY WEALTH MANAGEMENT

Office #1: 6561 Palmer Park Circle Suite C, Sarasota, FL 34238-3056

RIA

CRD#: 137803

Sarasota, FL

Past

January 21, 2005 - February 7, 2006

AURA ASSET MANAGEMENT, INC.

RIA

CRD#: 129402

SARASOTA, FL

Past

January 21, 2005 - February 7, 2006

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

BIRMINGHAM, AL

Past

July 24, 2003 - February 1, 2005

US TAX ADVISORY GROUP, INC.

CRD#: 125867

SARASOTA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/2/2003)

IAR

Texas
(12/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/2003

General Securities Representative Examination

Current Firm

INTEGRITY WEALTH MANAGEMENT

INTEGRITY WEALTH MANAGEMENT | INTEGRITY WEALTH MANAGEMENT, INC.

CRD#: 137803 / SEC#:

Florida

Registered Investment Advisory firm - (1/2/2006 Approved)

Texas

Registered Investment Advisory firm - (12/15/2012 Conditional Restricted)

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Contact information

Main Address

6561 Palmer Park Circle Suite C, Sarasota, FL 34238-3056

Mailing Address

Phone number

(941) 955-2700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 66,328,845

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel L. Cione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lawrence Cione's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY WEALTH MANAGEMENT

AURA ASSET MANAGEMENT, INC.

AURA FINANCIAL SERVICES, INC.

US TAX ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2004

Series 7

Date: 7/23/2003

Current Firm

INTEGRITY WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTEGRITY WEALTH MANAGEMENT

TRUST BUT VERIFY

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