Oscar D. Tyler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oscar Donald Tyler, who also goes by Oscar D Tyler, Skip Donald Tyler, was a registered financial professional .
Oscar is a previously registered financial professional and started their career in finance in 2000. Oscar had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2013 - July 24, 2014
ALLSTATE FINANCIAL SERVICES, LLC
September 20, 2012 - January 22, 2013
SECURIAN FINANCIAL SERVICES, INC.
September 19, 2012 - January 22, 2013
SECURIAN FINANCIAL SERVICES, INC.
October 21, 2011 - June 15, 2012
MSI FINANCIAL SERVICES, INC.
August 31, 2011 - June 15, 2012
MSI FINANCIAL SERVICES, INC.
May 31, 2007 - August 19, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 31, 2007 - August 19, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 6, 2004 - May 8, 2007
MSI FINANCIAL SERVICES, INC.
December 6, 2004 - May 8, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 6, 2004 - May 8, 2007
MSI FINANCIAL SERVICES, INC.
May 8, 2000 - December 7, 2004
INVESTMENT CENTERS OF AMERICA, INC.
March 24, 2000 - December 7, 2004
INVESTMENT CENTERS OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
