Randall K. Schostag
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Kenneth Schostag, who also goes by Randy Schostag, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1971. Randall had worked at 9 firms and has passed the Series 63, Series 7, Series 87 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2014 - May 9, 2014
EMERGENT FINANCIAL GROUP, INC.
July 2, 2004 - August 31, 2005
EMERGENT FINANCIAL GROUP, INC.
January 1, 1992 - June 26, 1992
MARCHE' SECURITIES, INC.
September 25, 1985 - February 5, 1991
COLLIERS SECURITIES LLC
April 21, 1978 - June 25, 1978
CRAIG-HALLUM, INC.
March 23, 1976 - June 5, 1978
CITIGROUP GLOBAL MARKETS INC.
December 6, 1973 - April 8, 1976
THE MILWAUKEE COMPANY
March 1, 1973 - January 17, 1974
JOHN G KINNARD & COMPANY INC
May 2, 1972 - March 5, 1973
TEIG ROSS, INC.
March 10, 1971 - June 14, 1972
REBER MUNDT & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/2/1971
Registered Representative ExaminationCurrent Firm
EMERGENT FINANCIAL GROUP, INC.
CRD#: 37891 / SEC#: , 8-47997
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VTMW CAPITAL MANAGEMENT, LTD. | 100% DIRECT OWNER | |
| GOETSCH, MICHAEL RAY | PRESIDENT | 1807841 |
| JENKINS, CYNTHIA MADELYN | FINANCIAL AND OPERATIONS PRINCIPAL | 706510 |
| MCKELVEY, ROBERT KEVIN | CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD, CHIEF COMPLIANCE OFFICER | 328695 |
| VOLDNESS, PETER BRIAN | CHIEF EXECUTIVE OFFICER | 872727 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
