JP
John Pasquarelli
GEORGESON SECURITIES
Edison, NJ 08837
Some features on this profile are disabled
CRD#: 4149705
JP
Professional summary
John Pasquarelli is a registered financial professional currently at GEORGESON SECURITIES CORPORATION located in Edison, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Pasquarelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
GEORGESON SECURITIES CORPORATION
Office #1: 118 Fernwood Avenue, Edison, NJ 08837BD
CRD#: 46749
Edison, NJ
Past
October 7, 2004 - December 31, 2010
COMPUTERSHARE SECURITIES CORPORATION
BD
CRD#: 107023
EDISON, NJ
Past
June 30, 2001 - October 2, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
BD
CRD#: 36807
JERSEY CITY, NJ
Past
March 7, 2001 - June 30, 2001
ICAPITAL MARKETS LLC
BD
CRD#: 5209
OMAHA, NE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2011)
RR
Alaska(1/3/2011)
RR
Arizona(1/3/2011)
RR
Arkansas(1/3/2011)
RR
California(1/3/2011)
RR
Colorado(1/3/2011)
RR
Connecticut(1/3/2011)
RR
Delaware(1/3/2011)
RR
District of Columbia(1/3/2011)
RR
Florida(1/3/2011)
RR
Georgia(1/3/2011)
RR
Hawaii(1/3/2011)
RR
Idaho(1/3/2011)
RR
Illinois(1/3/2011)
RR
Indiana(1/3/2011)
RR
Iowa(1/3/2011)
RR
Kansas(1/3/2011)
RR
Kentucky(1/3/2011)
RR
Louisiana(1/3/2011)
RR
Maine(1/3/2011)
RR
Maryland(1/3/2011)
RR
Massachusetts(1/3/2011)
RR
Michigan(1/3/2011)
RR
Minnesota(1/3/2011)
RR
Mississippi(1/3/2011)
RR
Missouri(1/3/2011)
RR
Montana(1/3/2011)
RR
Nebraska(1/3/2011)
RR
Nevada(1/3/2011)
RR
New Hampshire(1/3/2011)
RR
New Jersey(1/3/2011)
RR
New Mexico(1/3/2011)
RR
New York(1/3/2011)
RR
North Carolina(1/3/2011)
RR
North Dakota(1/3/2011)
RR
Ohio(1/3/2011)
RR
Oklahoma(1/3/2011)
RR
Oregon(1/3/2011)
RR
Pennsylvania(1/3/2011)
RR
Puerto Rico(1/3/2011)
RR
Rhode Island(1/3/2011)
RR
South Carolina(1/3/2011)
RR
South Dakota(1/3/2011)
RR
Tennessee(1/3/2011)
RR
Texas(1/3/2011)
RR
Utah(1/3/2011)
RR
Vermont(1/3/2011)
RR
Virginia(1/3/2011)
RR
Washington(1/3/2011)
RR
West Virginia(1/3/2011)
RR
Wisconsin(1/3/2011)
RR
Wyoming(1/3/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GEORGESON SECURITIES CORPORATION
GEORGESON SECURITIES CORPORATION | GEORGESON SHAREHOLDER SECURITIES CORP.
CRD#: 46749 / SEC#: , 8-51538
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
118 Fernwood Avenue, Edison, NJ 08837
Mailing Address
118 Fernwood Avenue, Edison, NJ 08837
Phone number
(201) 275-5342
Established
Delaware since 12/15/1998
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEORGESON LLC | 100% OWNER | |
| CHASSE, JEFFREY GEORGE | ASSISTANT TREASURER | 6383899 |
| CLEMONS, GREGORY JOE | ASSISTANT TREASURER | 7162929 |
| FRIERSON, SHEILA | BOARD DIRECTOR | 7463457 |
| FROMBERG, ROBERT MARC | SECRETARY | 6034320 |
| GRUBER, CATHERINE | ASSISTANT TREASURER | 7658317 |
| MOCOGNI, SHAWNA LEIGH | ASSISTANT TREASURER | 7164315 |
| NISLEY, CYNTHIA BLOUNT | PRESIDENT/DIRECTOR | 5369413 |
| PARK, JIN SOO | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, AND FINANCIAL AND OPERATIONS PRINCIPAL | 4836106 |
| TSOUNAKIS, IAKOVOS | CHIEF COMPLIANCE OFFICER | 3259778 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
