AL
Andrew Z. Lapsley
CHICKASAW CAPITAL MANAGEMENT
Memphis, TN 38119
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CRD#: 4149585
AL
Professional summary
Andrew Zoltan Lapsley is a registered financial advisor currently at CHICKASAW CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee and CHICKASAW SECURITIES, LLC located in Memphis, Tennessee.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Executive Producer at Pocket Ninja Brainbank, LLC, a production company for motion pictures. Organization is not primarily engaged in investment-related activity. Start date is April 18, 2016. One hour per month. Duties include those typical of an executive producer on a film.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Zoltan Lapsley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2018 - Present
CHICKASAW CAPITAL MANAGEMENT, LLC
Office #1: 6075 Poplar Ave Suite 720, Memphis, TN 38119RIA
CRD#: 127398
Memphis, TN
Current
September 10, 2018 - Present
CHICKASAW SECURITIES, LLC
Office #1: 6075 Poplar Avenue, Suite 720, Memphis, TN 38119BD
CRD#: 128711
Memphis, TN
Past
April 14, 2005 - September 28, 2018
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICKASAW CAPITAL MANAGEMENT, LLC
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
RIA
Registered Investment Advisory firm - (6/12/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/10/2018)
RR
Alaska(9/10/2018)
RR
Arizona(9/10/2018)
RR
Arkansas(9/10/2018)
RR
California(9/10/2018)
RR
Colorado(9/10/2018)
RR
Connecticut(9/10/2018)
RR
Delaware(9/10/2018)
RR
District of Columbia(9/10/2018)
RR
Florida(9/10/2018)
RR
Georgia(9/10/2018)
RR
Hawaii(9/10/2018)
RR
Idaho(9/10/2018)
RR
Illinois(9/10/2018)
RR
Indiana(9/10/2018)
RR
Iowa(9/10/2018)
RR
Kansas(9/10/2018)
RR
Kentucky(9/10/2018)
RR
Louisiana(9/10/2018)
RR
Maine(9/10/2018)
RR
Maryland(9/10/2018)
RR
Massachusetts(9/10/2018)
RR
Michigan(9/10/2018)
RR
Minnesota(9/10/2018)
RR
Mississippi(9/10/2018)
RR
Missouri(9/10/2018)
RR
Montana(9/10/2018)
RR
Nebraska(9/10/2018)
RR
Nevada(9/10/2018)
RR
New Hampshire(9/10/2018)
RR
New Jersey(9/10/2018)
RR
New Mexico(9/10/2018)
RR
New York(9/10/2018)
RR
North Carolina(9/10/2018)
RR
North Dakota(9/10/2018)
RR
Ohio(9/10/2018)
RR
Oklahoma(9/10/2018)
RR
Oregon(9/10/2018)
RR
Pennsylvania(9/10/2018)
RR
Rhode Island(9/10/2018)
RR
South Carolina(9/10/2018)
RR
South Dakota(9/10/2018)
RR
Tennessee(9/10/2018)
IAR
Tennessee(9/26/2018)
RR
Texas(9/10/2018)
RR
Utah(9/10/2018)
RR
Vermont(9/10/2018)
RR
Virginia(9/10/2018)
RR
Washington(9/10/2018)
RR
West Virginia(9/10/2018)
RR
Wisconsin(9/10/2018)
RR
Wyoming(9/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CHICKASAW CAPITAL MANAGEMENT, LLC
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
RIA
Registered Investment Advisory firm - (6/12/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6075 Poplar Ave Suite 720, Memphis, TN 38119
Mailing Address
Phone number
(901) 537-1866
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 433 |
| AUM (Assets Under Management) | $ 2,529,750,391 |
Red Flags
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Company Information
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398Memphis, TN 38119TRUST BUT VERIFY
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